The golden ratio

By Martin McBride, 2024-08-08
Tags: golden ratio fibonacci ptolemy pentagon
Categories: number theory


The golden ratio was mentioned in Euclid's Elements around 300 BCE, although it was probably known even earlier than that. It has been studied by mathematicians ever since.

At its simplest, we can say that two quantities are related by the golden ratio if the ratio between them is the same as the ratio between their sum and the largest of them. We can express this as a simple formula. Two numbers a and b (where a > b) are in the golden ratio if:

Golden ratio

We can also show this as a diagram:

Golden ratio

The first rectangle is size a by b, and the second is a + b by a. If a/b is the golden ratio then the two rectangles will be similar (in the mathematical sense of being the same shape but not necessarily the same size). We call this rectangle a golden rectangle.

Notice that the larger rectangle is formed by adding a square to the smaller rectangle. The two rectangles will only be similar if the original rectangle has sides in the golden ratio.

What is the value of the golden ratio?

Looking at the smaller rectangle, the value of the golden ratio is given by the long side divided by the short side (by convention, we do it that way round to get a value greater than one). We will call that ratio ϕ (the Greek letter phi):

Golden ratio

But how do we determine that value? Well, we know that the larger rectangle is the same shape, but this time its sides are a + b and a, so we can write the golden ratio differently:

Golden ratio

To find the value of ϕ, we need to somehow eliminate the unknown values a and b. We can use a simple trick of dividing the top and bottom of the fraction by b:

Golden ratio

We can now use the fact the a/b is equal to ϕ to obtain an equation that depends only on ϕ:

Golden ratio

Multiplying both sides by ϕ, and bringing everything to the LHS gives us a quadratic equation:

Golden ratio

Applying the quadratic formula gives two potential solutions:

Golden ratio

The second solution is a negative value, so we will eliminate it because, of course, the ratio of the sides of a rectangle is always a positive value. This gives us a value for ϕ:

Golden ratio

The golden ratio is irrational

One interesting point is that the golden ratio is an irrational value. We can see this by rearranging the formula above like this:

Golden ratio is irrational

If ϕ was rational, then 2ϕ - 1 would also be rational. But since the square root of 5 is irrational, 2ϕ - 1 must be irrational. Therefore, ϕ must be irrational.

Origins of the golden ratio

The golden ratio crops up in various parts of geometry, and that is where it was first studied. Euclid's Elements describes is as:

A straight line is said to have been cut in extreme and mean ratio when, as the whole line is to the greater segment, so is the greater to the lesser.

This is a more verbose way of expressing the formula relating a to b, given at the start of this article.

One particular example is in regular pentagons. The ratio between any diagonal (such as AD) and any side (such as AB) is the golden ratio:

Pentagon

The LHS shows a regular pentagon. Any regular polygon is cyclic (it fits in a circle), as shown. The length of each side of the pentagon (AB etc) is b, and the length of any diagonal between two non-adjacent vertices (AD etc) we will call a.

If we ignore vertex E, we have a cyclic quadrilateral that is inscribed within the same circle. Notice that this quadrilateral has three sides of length b and one of length a. Ptolemy's Theorem applies to cyclic quadrilaterals, and states that:

If a quadrilateral is cyclic then the sum of the products of the lengths of the pairs of opposite sides is equal to the product of the lengths of its diagonals.

As a formula (the RHS of the image) this is:

Pentagon

We know that AB, BC and CD are sides so have length b. Also, AC, BD and AD are diagonals with length a. So the previous equation becomes:

Pentagon

If we divide through by b squared and then simplify we get:

Pentagon

We are trying to find the ratio of a to b. Let's call this ratio r. We can replace a/b with r:

Pentagon

This is the same equation we saw earlier for ϕ, so this equation has the same solution. This proves that the ratio of a to b is in fact ϕ.

The inverse of ϕ

If we find the inverse of ϕ using a calculator, we get an interesting result:

Golden ratio

The inverse of ϕ has the same decimal part as ϕ itself! This unique property is easily explained using the earlier expression for ϕ:

Golden ratio

This can be rearranged to give:

Golden ratio

Of course, subtracting 1 from ϕ leaves the decimal part unchanged.

Powers of the golden ratio

The powers of ϕ follow a unique pattern. Let's start with a couple of obvious facts:

Golden ratio

These follow because any non-zero number to the power 0 is 1, and to the power 1 is itself. We also have an expression for ϕ squared, from earlier:

Golden ratio

Here, ϕ and 1 are expressed explicitly as powers of ϕ. This makes it easier to see the pattern that is about to emerge.

Let's look at ϕ cubed. This, of course, is equal to ϕ times ϕ squared, and we already have an expression for ϕ squared. This allows us to write:

Golden ratio

Multiplying out the brackets gives:

Golden ratio

Repeating this for ϕ to the fourth power gives:

Golden ratio

There is now a clear pattern:

Golden ratio

This is true for all n. It is easy to prove by induction, but we won't go through the proof here.

Powers as Fibonacci numbers

Recall that the Fibonacci are 0, 1, 1, 2, 3, 5, 8, 13... where each number in the sequence is the sum of the previous two numbers. In other words, the nth Fibonacci number (starting the numbering from 0) is:

Fibonacci numbers

Now we can write the first power of ϕ in terms of Fibonacci numbers like this:

Fibonacci numbers

This relies on the fact that F0 is 0 and F1 is 1. It might seem a strange way of expressing it, but the reason will become clear soon. We can also write ϕ squared like this:

Fibonacci numbers

Again, this works because F1 and F2 are both equal to 1. Now let's look at ϕ cubed, using this equation from earlier:

Fibonacci numbers

This time we can replace the two ϕ terms with the previous results involving Fibonacci numbers:

Fibonacci numbers

Now, from the definition of Fibonacci numbers, we know that F1 + F0 gives F2, and F2 + F1 gives F3, because each Fibonacci number is the sum of the previous two Fibonacci numbers. So we can write this as:

Fibonacci numbers

We can generalise this to find the nth power of ϕ. Again this can be proved by induction but we won't prove it here:

Fibonacci numbers

So the nth power of ϕ is equal to an integer multiple of ϕ plus another integer, where both integers are consecutive Fibonacci numbers.

The golden spiral

At the start of the article, we showed how we could convert a golden rectangle into a larger golden rectangle, simply by adding a square to it. We could, of course, do the same thing again to create an even larger golden rectangle. We could repeat this any number of times.

Here is what we get if we do this eight times. This shows the smallest rectangle and all the intermediate rectangles until we arrive at the largest rectangle. Each new rectangle formed by adding a square to the smaller rectangle, and the square is added to the side that causes a counterclockwise rotation:

Golden ratio

If we draw a smooth curve through the corner of the square portion of each of the golden rectangles, we get a logarithmic spiral, shown in red.

Compare this with the Fibonacci spiral below. This looks very similar but it is subtly different. The rectangles are not golden rectangles. Instead, the first rectangle is made up of two squares, each of side length 1. The next rectangle adds a square of side 2, the next a square of side 3, then 5, 8, 13 and 21 - each side length is a Fibonacci number. This means that the rectangles is this shape are not quite similar. Each rectangle has the ratio of two consecutive Fibonacci numbers:

Golden ratio

Why does this look so much like the golden spiral? Well, we get a clue if we divide the Fibonacci number n + 1 by the Fibonacci number n. For large n this ratio gets closer and closer to ϕ:

Fibonacci numbers

This means that, away from the centre, the two spirals are almost the same shape.

Summary

The golden ratio has fascinated mathematicians for more than two thousand years. This is in part because it is so accessible, requiring only basic algebra and geometry, and in part because it touches so many different branches of maths. In this article we looked at just a few of its interesting properties.

See also



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